This website is for informational purposes only and does not constitute an offer of investment management or investment advisory services by Elmwood Asset Management LLC and its affiliates, including, without limitation, Elmwood Asset Management UK Limited (“EAM UK”) (collectively, “Elmwood”) and may not be relied upon in connection with any offer or sale of securities or other assets. An offer or solicitation will be made only through a final private placement memorandum, subscription agreement, and other related documents with respect to a particular investment opportunity and will be subject to the terms and conditions contained in such documents, including the qualifications necessary to become an investor. Nothing on this website is intended to be, and you should not consider anything on this website to be, investment, accounting, tax, or legal advice.
The information, materials and other content of the website may not be copied, displayed, distributed, licensed, modified, published, reposted, reproduced, reused, sold, transmitted, used to create a derivative work, or otherwise used for public or commercial purposes without the express written consent of Elmwood. You warrant that when using the website you shall not violate or facilitate any violation of any applicable local, state, federal or international law, statute, regulation, code, or ordinance, including, without limitation, regulations promulgated by or the rules of any national or other securities exchange. The permission to use the website granted by this terms of use automatically terminates if you breach any of the terms and conditions contained herein.
Information on the website speaks only as of the date indicated. While we make reasonable efforts to provide accurate information, at times we may not promptly update or correct the website even if we are aware that it is inaccurate, outdated or otherwise inappropriate. You agree that we are not responsible for any action that you take or decision you make in reliance on any information contained in the website.
Registration does not imply a certain level of skill or training.
Note: All figures presented on this site are as of June 30th, 2025, unless noted otherwise.
EAM UK Disclaimer
- SRD II Disclosure
The EU Shareholders Rights Directive II (Directive 2017/828/EU) (SRD II) aims to promote: effective stewardship, shareholder engagement, and long-term stability of companies in respect of shares traded on European Economic Area (“EEA”) regulated markets and comparable regulated markets outside the EEA. In line with COBS 2.2B.5.R of the FCA Handbook, EAM UK is required either to: develop and publicly disclose a shareholder engagement policy and the implementation of this policy or publicly disclose a clear and reasoned explanation as to why it has chosen not to comply. EAM UK strongly supports effective stewardship and transparency between institutional investors and the companies in which they invest. However, EAM UK has not adopted an engagement policy (pursuant to Article 3g of SRD II) on the basis that it is a private credit investor. As such, EAM UK has little basis for monitoring or engaging with investee companies or other stakeholders regarding publicly traded shares. Furthermore, EAM UK principally invests in debt instruments and generally would only acquire equity through debt-to-equity swaps, rendering it disproportionate to the Firm’s activities to maintain an engagement policy. EAM UK will continue to review its position and investment strategies on a periodic basis. If these were to change such that the requirements of SRD II become more relevant, EAM UK’s stance and this disclosure would be updated accordingly.